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Regulation NMS
Results: 1042

#	Item
941	Concept Release: Concept Release Concerning Self-Regulation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-28 13:43:39 Economy of the United States Financial system United States Securities and Exchange Commission Financial regulation Stock market Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Self-regulatory organizations Financial economics United States securities law
942	Request for Temporary Exemption from SEC Rule 613(a)(l) of Regulation NMS unde~ the Securities Exchange Act of 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-09 08:53:15 United States Securities and Exchange Commission U.S. Securities and Exchange Commission Request for proposal National market system plan Security Business Financial markets Regulation NMS
943	Concept Release: Concept Release on Equity Market Structure; Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-05 11:40:40 Investment Stock market Regulation NMS Electronic communication network Securities Exchange Act Alternative Trading Systems Electronic trading Dark liquidity Order Financial markets Financial economics Finance
944	Exemptive Order: Order Granting Exemption to Liquidnet, Inc. from Certain Provisions of Rule 612 of Regulation NMS under the Securities Exchange Act of 1934, Rel. No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-01 17:11:32 Financial markets Investment Regulation NMS Finance 73rd United States Congress United States securities law Order Alternative Trading Systems National Market System United States Securities and Exchange Commission Stock market Financial economics
945	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-07 18:56:04 Investment Stock market Regulation NMS Flash Crash High-frequency trading Algorithmic trading Dark liquidity Markets in Financial Instruments Directive Order Financial markets Financial economics Finance
946	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-04-04 13:30:22 Stock market United States Securities and Exchange Commission Securities Financial markets Equity securities Regulation NMS Security Securities Industry and Financial Markets Association Securities Exchange Act Financial economics Investment Finance
947	Proposed Rule: Regulation NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-29 16:20:27 Stock market Finance United States Securities and Exchange Commission Regulation NMS Alternative Trading Systems Securities Exchange Act Order Electronic communication network Day trading Financial markets Financial economics Investment
948	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-27 11:56:21 United States Securities and Exchange Commission NYSE Euronext Stock market Financial markets Mathematical finance Regulation NMS Securities Exchange Act TD Ameritrade New York Stock Exchange Financial economics Investment Finance
949	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]March 24, 2014 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-25 08:08:09 73rd United States Congress Economy of the United States Financial regulation Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission United States United States Securities and Exchange Commission United States securities law Chicago Stock Exchange
950	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISEGemini[removed]February 25, 2014 Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-26 10:29:23 Finance Investment Market depth Securities Exchange Act Futures contract International Securities Exchange Regulation NMS Options Price Reporting Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial markets Financial economics United States Securities and Exchange Commission

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